Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Keppel is a financial advisor with over 20 years of experience in the industry. Scott has been registered with Charles Schwab & Co., Inc. since 2000 and previously worked with American Express Financial Advisors Inc. and IDS Life Insurance Company. Scott is licensed in Arizona and California and holds the Series 7, 9, 10, 63, and 65 licenses, as well as the SIE. Scott specializes in Financial Planning, Portfolio Management, and Wrap Fee Programs. Scott is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
05/12/2003 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
MN
06/17/2002 - 01/28/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/17/2002 - 01/28/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
TX
05/26/2000 - 12/17/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 07/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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