Unclaimed
Scott T. Furumoto is a financial advisor based in Concord, California. Scott has been a registered representative in the securities industry since April 2016. He is currently employed with Assetmark Brokerage, LLC. Scott is registered with FINRA and is licensed to sell securities in California. He holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials Examination (SIE). Scott's previous experience includes a role with North Capital Private Securities Corporation in Salt Lake City, Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/20/2019 - Present
Assetmark Brokerage, LLC (CONCORD CA)
UT
04/18/2016 - 05/29/2018
NORTH CAPITAL PRIVATE SECURITIES CORPORATION (SALT LAKE CITY UT)
BC
Issued 05/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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