Unclaimed
Scott Sutor is a financial advisor associated with Fidelity Brokerage Services LLC. Scott has been in the securities industry since January 24, 2020. Scott is licensed to provide securities advice in 53 states and the District of Columbia. Scott has passed the Series 4, Series 7, and Series 63 exams, as well as the Securities Industry Essentials Exam (SIE). Previously Scott worked at WELLS FARGO CLEARING SERVICES, LLC in Charlotte, North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
07/10/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
NC
11/02/2019 - 04/16/2021
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 11/15/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/17/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/02/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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