Unclaimed
Scott Stirling Walker is an Investment Advisor Representative at Hightower Advisors, LLC. Scott has been in the industry since 1988. Scott has a broad range of experience and has worked with various clients, including high-net-worth individuals, corporations, and charitable organizations. Previous employers include Compulife Investor Services, Inc. and IFG Network Securities, Inc. Scott has a strong track record and is dedicated to helping clients reach their financial goals. Scott holds a Series 63, Series 65, Series 7, Series 24, Series 27, Series 4, and Series 53 licenses. Scott is also a Certified Financial Planner™ and a Chartered Financial Analyst®.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
VA
10/29/2021 - Present
Hightower Advisors, LLC (Arlington VA)
MN
06/25/1997 - 02/08/2001
COMPULIFE INVESTOR SERVICES, INC. (ST. CLOUD MN)
GA
05/13/1992 - 07/12/2000
IFG NETWORK SECURITIES, INC. (ATLANTA GA)
NA
11/28/1989 - 06/10/1992
DERAND/PENNINGTON/BASS, INC.
NY
05/25/1988 - 12/08/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 10/03/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/1991
Series 27 - Financial and Operations Principal Examination
BC
Issued 04/30/1991
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/17/1990
Series 24 - General Securities Principal Examination
BC
Issued 03/06/1990
Series 4 - Registered Options Principal Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
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