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Scott Steven Solis

Wells Fargo Securities, LLC

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About Scott Steven Solis

Scott Steven Solis is a financial professional with over 20 years of experience in the industry. Scott has a broad range of experience with a background at both Banc One Capital Markets, Inc. and Lancaster Pollard & Co. Scott has a Series 7, Series 79 and Series 63 license and currently works with Wells Fargo Securities, LLC.

Firm Information

Scott Solis is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Solis’s Registration & Firm History

IL

08/24/2012 - Present

Wells Fargo Securities, LLC (CHICAGO IL)

IL

02/07/2001 - 02/22/2002

BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)

OH

07/14/1998 - 10/12/2000

LANCASTER POLLARD & CO. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 07/10/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2012

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 07/13/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Steven Solis.
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