Unclaimed
Scott Steven Solis is a financial professional with over 20 years of experience in the industry. Scott has a broad range of experience with a background at both Banc One Capital Markets, Inc. and Lancaster Pollard & Co. Scott has a Series 7, Series 79 and Series 63 license and currently works with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/24/2012 - Present
Wells Fargo Securities, LLC (CHICAGO IL)
IL
02/07/2001 - 02/22/2002
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
OH
07/14/1998 - 10/12/2000
LANCASTER POLLARD & CO. (COLUMBUS OH)
BC
Issued 07/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2012
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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