Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Steven Shiffler is an investment advisor representative who has been in the financial industry since 2006. Scott is currently registered with Hornor, Townsend & Kent, LLC and has been with the firm since May 2013. Prior to that, Scott was with ProEquities, Inc., Hartford Equity Sales Company Inc. and Pruco Securities Corporation. Scott holds a Series 63, SIE, and Series 6 license and specializes in advising individuals, corporations, businesses, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Trail commissions, distribution assistance fees
1
2
PA
05/02/2013 - Present
Hornor, Townsend & Kent, LLC (HORSHAM PA)
AL
02/12/2010 - 04/22/2013
PROEQUITIES, INC. (BIRMINGHAM AL)
CT
01/07/2008 - 01/30/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NJ
06/04/1997 - 03/23/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 08/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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