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Scott Steven Paterick

Harbour Investments, Inc.

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About Scott Steven Paterick

Scott Paterick is a registered representative with Harbour Investments, Inc. located in Wisconsin Rapids, WI. Scott has been in the securities industry since June 20, 1993. Scott is registered with the state of Wisconsin as an Investment Advisor Representative and has been registered with the state of Wisconsin since November 3, 2014. Scott is also registered in 13 other states as a Broker. Scott has earned the Series 6, 7, 62 and 63 licenses as well as the SIE exam. Scott is also an independent insurance agent with Investors Choice and a Director and Vice President for Assumption Foundation.

Firm Information

Scott Paterick is currently registered with Harbour Investments, Inc.. Harbour Investments, Inc. is a Corporation based in Madison, WI, formed in 1987 and approved by the SEC. With over 200 licensed agents and investment advisor representatives, the firm manages between $1 billion and $10 billion in assets for a wide range of clients, including individuals, high net worth individuals, corporations, insurance companies, charitable organizations, and pension plans. Harbour Investments, Inc. offers financial planning, portfolio management for individuals, and selection of other advisors. The firm is registered in all 50 states and the District of Columbia.
Harbour Investments, Inc.

575 D'ONOFRIO DRIVE

MADISON, WI 53719

$6.10B

Assets Under Management

3,206

Total Clients

274

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Paterick’s Registration & Firm History

WI

11/03/2014 - Present

Harbour Investments, Inc. (Wisconsin Rapids WI)

WI

03/01/1996 - 10/27/2014

MML INVESTORS SERVICES, LLC (WISCONSIN RAPIDS WI)

NA

06/21/1993 - 03/01/1996

G. R. PHELPS & CO., INC.

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Licenses & Designations

BC

Issued 07/09/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/03/1998

Series 7 - General Securities Representative Examination

BC

Issued 02/14/1997

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 06/18/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Steven Paterick.
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