Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Carter is a financial advisor with Raymond James & Associates, Inc., and has been in the industry since February 2, 2000. Carter holds the Series 31, Series 7, and Series 63 licenses and is registered as an Investment Advisor Representative in Idaho and Texas. Carter has held previous positions with Morgan Stanley, Wells Fargo Advisors, LLC, and Prudential Securities Incorporated. Carter offers advisory services for a wide range of clients including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
ID
01/11/2023 - Present
Raymond James & Associates, Inc. (Eagle ID)
ID
04/19/2013 - 06/23/2020
MORGAN STANLEY (BOISE ID)
WA
07/01/2003 - 04/22/2013
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
NY
02/03/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/29/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/18/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 02/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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