Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Steven Broaddus is a financial advisor currently registered with Cetera Investment Advisers LLC. Scott has been in the financial services industry since May 2005, and is registered as a Broker/Dealer, Investment Advisor, and Insurance Agent. Scott holds the Series 66, 7, 24, and SIE securities licenses as well as being a Certified Financial Planner. Scott has prior experience with Securian Financial Services, Inc., Minnesota Life, Virginia Asset Management, and Select Brokers, LLC, where he worked as an agent/broker in the fixed insurance industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
08/10/2023 - Present
Cetera Investment Advisers LLC (FAIRFAX VA)
VA
05/26/2005 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Fairfax VA)
BOTH
Issued 6/10/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/8/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/25/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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