Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Stephen Tracy is a financial advisor with Edward Jones, specializing in financial planning, pension consulting, and selection of other advisors. Scott Tracy has been in the industry since 1990 and has a strong track record of working with individuals and businesses. Scott Tracy is registered with FINRA and holds the Series 63, Series 65, Series 66, and Series 7 licenses as well as the SIE exam. Scott Stephen Tracy is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
03/02/2007 - Present
Edward Jones (LAKEWAY TX)
MO
02/06/2003 - 12/19/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
04/22/1998 - 04/24/2001
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/30/1993 - 04/01/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/10/1992 - 03/26/1993
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
07/23/1990 - 05/04/1992
LEHMAN BROTHERS INC.
NY
06/22/1988 - 05/04/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 01/24/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 02/14/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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