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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Stauffer is a financial advisor with over 30 years of experience in the industry. Currently, Scott Stauffer is registered with Raymond James & Associates, Inc. Scott Stauffer has previously worked with UBS Financial Services Inc. and J.C. Bradford & Co. Scott Stauffer holds several securities licenses including Series 3, 7, 9, 10, 24, 62, and 63 and has also earned the designation of Certified Financial Planner. Scott Stauffer offers a variety of financial services, including financial planning, portfolio management, and investment advice. Scott Stauffer is registered with the state of Illinois and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/06/2022 - Present
Raymond James & Associates, Inc. (LOVES PARK IL)
IL
08/14/2000 - 04/15/2010
UBS FINANCIAL SERVICES INC. (NAPERVILLE IL)
NY
03/27/1998 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
09/04/1990 - 04/10/1998
H.J. MEYERS & CO., INC. (ROCHESTER NY)
IA
Issued 12/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/06/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/17/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/2003
Series 3 - National Commodity Futures Examination
BC
Issued 10/18/1995
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 08/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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