Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Stanwood is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., located in NEWTON, MA. Scott has been in the financial services industry since December 4, 1996, and is registered in 45 states. Scott has experience working with a wide range of clients, including individuals, high-net-worth individuals, corporations, pension plans, charitable organizations, and insurance companies. Scott holds Series 7, 55, 63, 66, and SIE licenses. Scott also provides clients with performance measurement reports, allocation modeling, IPS, research reports and services, and more.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/13/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEWTON MA)
MA
10/26/2009 - 04/30/2010
PIPELINE TRADING SYSTEMS LLC (BOSTON MA)
MA
02/07/2007 - 05/28/2009
JANNEY MONTGOMERY SCOTT LLC (BOSTON MA)
MA
02/10/2004 - 10/20/2006
RYAN BECK & CO. (BOSTON MA)
NY
12/07/2001 - 06/03/2003
GERARD KLAUER MATTISON & CO., INC. (NEW YORK NY)
MA
11/06/1999 - 11/15/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
WI
05/03/1999 - 11/01/1999
TUCKER ANTHONY CLEARY GULL (MILWAUKEE WI)
MA
03/03/1994 - 05/03/1999
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BOTH
Issued 08/25/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Stanwood is the right advisor for you? Invested Better is here to help.
