Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Coby has been a financial advisor for over 10 years and is currently registered with Wellington Funds Distributors Inc. Scott holds multiple licenses including Series 7, 7TO, 24, 30, 32 and 63. Scott Coby is registered in all states of the US and has a strong track record of success in the financial industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2022 - Present
Wellington Funds Distributors Inc. (New York NY)
NY
06/17/2013 - 03/29/2016
FORESIDE FUND SERVICES, LLC (New York NY)
BC
Issued 12/05/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2017
Series 30 - NFA Branch Manager Examination
BC
Issued 08/14/2014
Series 24 - General Securities Principal Examination
BC
Issued 12/13/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2009
Series 32 - Limited Futures Exam-Regulation
Active
Inactive
F
FINRA
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