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Scott Stanford Harris

Brokers International Financial Services, LLC

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About Scott Stanford Harris

Scott Harris is a financial professional with over 30 years of experience in the industry. Scott has been registered with Brokers International Financial Services, LLC since 2012. Previously, Scott was registered with Lincoln Financial Securities Corporation from 1994 to 2012. Scott is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 7, 22, 24, and 63 licenses. Scott holds current registrations in 13 states and has extensive experience providing financial advice to individuals, families, and businesses. Scott is dedicated to helping clients reach their financial goals through personalized financial planning, investment management, and retirement planning.

Firm Information

Scott Harris is currently registered with Brokers International Financial Services, LLC. Brokers International Financial Services, LLC is a Limited Liability Company based in Urbandale, IA, that provides investment advisory services to individuals, businesses, charitable organizations, and other investment advisors. The firm is registered with the SEC and in all 51 states and has over 180 licensed agents, 173 investment advisor representatives, and 197 registered representatives. They have approximately $2 billion in assets under management, with a majority of their clients being individuals other than high-net-worth, followed by high-net-worth individuals. They also offer educational seminars and publish periodicals, and they are involved in wrap fee program participation.
Brokers International Financial Services, LLC

4135 NW URBANDALE DR

URBANDALE, IA 50322

$2.00B

Assets Under Management

10

Total Clients

226

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Percentage of assets managed by third-party advisor firms

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Scott Harris’s Registration & Firm History

FL

01/19/2012 - Present

Brokers International Financial Services, LLC (TAMPA FL)

FL

10/12/1994 - 01/18/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (TAMPA FL)

FL

05/11/1993 - 11/23/1994

MUTUAL TRUST CO. OF AMERICA SECURITIES (ST. PETERSBURG FL)

PA

06/17/1991 - 05/19/1993

CIGNA SECURITIES, INC. (RADNOR PA)

MN

04/25/1986 - 04/11/1991

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

NA

11/15/1983 - 02/28/1986

DECADE SECURITIES CORP.

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Licenses & Designations

BC

Issued 11/23/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/03/1997

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1986

Series 7 - General Securities Representative Examination

BC

Issued 11/14/1983

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Stanford Harris.
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