Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spilman is a financial advisor with Fidelity Brokerage Services LLC, a brokerage firm with active licenses in both Broker-Dealer and Investment Advisor categories. Scott has been working in the financial services industry since October 31, 2014. Scott holds a Series 63 license as well as Series 7, Series 6, and Series 24 licenses. Scott is registered to provide financial advice in 53 states including Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Scott previously worked with T. Rowe Price Investment Services, Inc., Charles Schwab & Co., Inc., TIAA-CREF Individual & Institutional Services, LLC, Vanguard Marketing Corporation, and InterSecurities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
05/03/2024 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
CO
02/25/2022 - 10/03/2023
T. ROWE PRICE INVESTMENT SERVICES, INC. (COLORADO SPRINGS CO)
CO
09/26/2016 - 03/07/2017
CHARLES SCHWAB & CO., INC. (LONE TREE CO)
CO
07/12/2011 - 12/14/2012
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
AZ
08/17/2005 - 03/16/2011
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
FL
12/14/2004 - 05/24/2005
INTERSECURITIES, INC. (ST. PETERSBURG FL)
BC
Issued 06/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 05/03/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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