Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Spears is a financial advisor with Wells Fargo Advisors Financial Network, LLC, and Wells Fargo Clearing Services, LLC. Scott has been in the financial industry since 1994. Scott is a Series 7, 24, 3, 4, 9, 10, 57TO, 99TO, and SIE licensed professional. Scott also holds a Series 63 license. Scott is registered in the state of Missouri. Scott provides financial planning, portfolio management, and investment consulting services to a wide range of clients, including individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
12/06/2023 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
02/05/1999 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
12/05/1994 - 02/05/1999
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
BC
Issued 12/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/2005
Series 24 - General Securities Principal Examination
BC
Issued 05/31/2001
Series 4 - Registered Options Principal Examination
BC
Issued 04/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2007
Series 3 - National Commodity Futures Examination
BC
Issued 12/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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