Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Smith is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Scott is a registered representative in Missouri and has over 10 years of experience in the financial services industry. Scott has been associated with Wells Fargo Advisors Financial Network, LLC since September 2010 and with Wells Fargo Clearing Services, LLC since November 2016. Scott is also a registered investment advisor representative in Missouri. In addition to his work as a financial advisor, Scott is also active in the community, serving as a basketball referee for the Missouri State High School Activities Association and as treasurer for the St. Louis Bombers Rugby Club.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
09/03/2024 - Present
Wells Fargo Advisors Financial Network, LLC (ST. LOUIS MO)
MO
01/01/2010 - 04/15/2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAINT LOUIS MO)
BOTH
Issued 12/18/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2018
Series 4 - Registered Options Principal Examination
BC
Issued 01/20/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/22/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 12/28/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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