Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Simpson is a financial professional with Keybanc Capital Markets Inc. Scott has been in the industry since December 4, 2019, holding both Series 63 and Series 79TO licenses. Prior to joining Keybanc Capital Markets Inc., Scott worked for FIFTH THIRD SECURITIES, INC. in San Francisco, CA. Scott is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/20/2021 - Present
Keybanc Capital Markets Inc. (San Francisco CA)
CA
12/05/2019 - 06/08/2021
FIFTH THIRD SECURITIES, INC. (San Francisco CA)
BC
Issued 12/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 11/07/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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