Unclaimed
Scott Shippey is a financial professional with over six years of experience in the industry. He is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel Independent Advisors, LLC, as well as Stifel, Nicolaus & Company, Inc., all based in St. Louis, Missouri. Scott holds the Series 7, Series 99TO and SIE licenses. Scott has a strong background in operations and is dedicated to providing clients with comprehensive financial guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MO
03/22/2022 - Present
Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)
NY
03/22/2022 - 08/01/2023
MILLER BUCKFIRE & CO., LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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