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Scott Shippey

Keefe, Bruyette & Woods, Inc.

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About Scott Shippey

Scott Shippey is a financial professional with over six years of experience in the industry. He is currently registered with Keefe, Bruyette & Woods, Inc. and Stifel Independent Advisors, LLC, as well as Stifel, Nicolaus & Company, Inc., all based in St. Louis, Missouri. Scott holds the Series 7, Series 99TO and SIE licenses. Scott has a strong background in operations and is dedicated to providing clients with comprehensive financial guidance.

Firm Information

Scott Shippey is currently registered with Keefe, Bruyette & Woods, Inc.. Keefe, Bruyette & Woods, Inc. is a Corporation, formed in 1962, that is registered in all 50 states and the District of Columbia, plus Puerto Rico. The firm has been approved by the SEC and has been involved in 17 Regulatory Events and 1 Bond disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Shippey’s Registration & Firm History

MO

03/22/2022 - Present

Keefe, Bruyette & Woods, Inc. (ST. LOUIS MO)

NY

03/22/2022 - 08/01/2023

MILLER BUCKFIRE & CO., LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Shippey.
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