Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Shintaro Chikuma is an active registered representative with MM Ascend Life Investor Services, LLC. Scott has been in the financial services industry since July 2009 and holds licenses for Series 6, Series 63 and SIE exams. Scott is registered in California and Ohio. Previously, Scott has been registered with Allianz Life Financial Services, LLC, Great American Advisors, Inc., and Jackson National Life Distributors LLC. Scott is currently maintaining his registration but not actively providing advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
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2
OH
09/20/2022 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
MN
04/14/2021 - 09/16/2022
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
OH
09/24/2015 - 04/13/2021
GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)
CO
07/06/2009 - 09/15/2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
BC
Issued 12/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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