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Scott Shilling

Nylife Securities LLC

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About Scott Shilling

Scott Shilling is a financial advisor with Nylife Securities LLC. Scott has been in the financial industry since 2001 and is registered with FINRA. Scott has experience with a wide range of financial products and services, including Series 7, Series 52, Series 31, Series 66, SIE and Series 7TO. Scott's prior experience includes working at National Securities Corporation, BCG Securities, Inc., New England Securities, TFS Securities, Inc., Investors Capital Corp., AXA Advisors, LLC, Equitas America, LLC, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., and Titus & Donnelly GP.

Firm Information

Scott Shilling is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Shilling’s Registration & Firm History

NJ

12/22/2023 - Present

Nylife Securities LLC (EDISON NJ)

NJ

11/21/2017 - 08/19/2020

NATIONAL SECURITIES CORPORATION (MORGANVILLE NJ)

NJ

10/31/2013 - 10/30/2017

BCG SECURITIES, INC. (NORTH BRUNSWICK NJ)

NJ

01/12/2011 - 10/31/2013

NEW ENGLAND SECURITIES (WALL TOWNSHIP NJ)

NJ

12/09/2008 - 01/03/2011

TFS SECURITIES, INC. (LINCROFT NJ)

MA

03/14/2008 - 12/09/2008

INVESTORS CAPITAL CORP. (LYNNFIELD MA)

NJ

12/21/2007 - 03/26/2008

AXA ADVISORS, LLC (WOODBRIDGE NJ)

NJ

01/04/2005 - 12/21/2007

EQUITAS AMERICA, LLC (MANALAPAN NJ)

NY

03/21/2002 - 12/07/2004

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

12/20/2000 - 01/08/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/04/1999 - 11/09/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

11/12/1993 - 11/12/1996

TITUS & DONNELLY GP (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/17/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/22/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/22/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/16/2002

Series 31 - Futures Managed Funds Examination

BC

Issued 11/03/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/12/1993

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Scott Shilling. Review regulatory record here.
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