Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Shiffman is a financial professional with over 20 years of experience in the industry. Scott is currently a registered representative with Stifel, Nicolaus & Company, Inc. Prior to joining Stifel, Nicolaus & Company, Inc., Scott has held positions at Sterne, Agee & Leach, Inc., Citadel Securities LLC, Chapdelaine & Co., Barclays Capital Inc., and Lehman Brothers Inc. Scott is a Series 7, Series 16, Series 24, Series 63 and SIE licensed professional. Scott is registered to conduct business in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/05/2015 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
NY
10/31/2011 - 06/05/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
02/25/2011 - 09/21/2011
CITADEL SECURITIES LLC (NEW YORK NY)
NY
06/22/2009 - 02/15/2011
CHAPDELAINE & CO. (NEW YORK NY)
NY
09/22/2008 - 04/17/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/22/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 04/03/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/21/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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