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Scott Searcy Dryden

TD Securities (usa) LLC

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About Scott Searcy Dryden

Scott Dryden is a registered representative with TD Securities (usa) LLC in New York, New York. Scott has been in the financial industry since 2003. Scott has passed the Series 7, Series 63, Series 24, Series 79TO, and SIE exams. Previously, Scott was registered with Cowen and Company and Portico Capital Advisors LLC.

Firm Information

Scott Dryden is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Dryden’s Registration & Firm History

NY

03/07/2024 - Present

TD Securities (usa) LLC (New York NY)

NY

12/16/2021 - 04/16/2024

COWEN AND COMPANY (NEW YORK NY)

CT

08/11/2003 - 02/18/2022

PORTICO CAPITAL ADVISORS LLC (GREENWICH CT)

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Licenses & Designations

BC

Issued 07/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/05/2020

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/11/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Scott Searcy Dryden.
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