Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sclater Hague is a financial advisor with TD Securities (usa) LLC based in New York, New York. Scott has been a financial advisor for over 17 years and holds Series 7, 24, 63, and 79TO licenses. Scott has previously worked for Cowen and Company, Stifel, Nicolaus & Company, Incorporated, FSI Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2024 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/23/2019 - 04/09/2024
COWEN AND COMPANY (NEW YORK NY)
NY
03/05/2010 - 01/14/2019
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/14/2009 - 03/09/2010
FSI SECURITIES, LLC (NEW YORK NY)
NY
01/10/2006 - 08/01/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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