Unclaimed
Scott Schemmel is a financial advisor with Cetera Investment Advisers LLC and Avantax Planning Partners, Inc. based in Dubuque, IA. Scott has been in the industry since 2011. Scott is a Series 63 and Series 65 licensed advisor. In addition to the Series 65 license, Scott is also Series 6 licensed. Scott previously worked for Prudential Investment Management Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IA
08/12/2024 - Present
Cetera Investment Advisers LLC (DUBUQUE IA)
IA
01/31/2011 - 03/05/2012
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (DUBUQUE IA)
IA
Issued 12/12/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/04/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
Not sure Scott Schemmel is the right advisor for you? Invested Better is here to help.