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Scott Sawyer Lisle

Brown, Lisle/cummings, Inc.

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About Scott Sawyer Lisle

Scott Sawyer Lisle is an investment advisor representative at Brown, Lisle/cummings, Inc. located in Providence, RI. Scott has been in the industry since 1994. Scott is a registered investment advisor in Rhode Island and Texas and has been with Brown, Lisle/cummings, Inc. since 2005. The firm provides portfolio management for individuals and businesses as well as financial planning services.

Firm Information

Scott Lisle is currently registered with Brown, Lisle/cummings, Inc.. Brown, Lisle/cummings, Inc. is a Corporation that was formed in 1965. They are based in PROVIDENCE, RI and are registered with the SEC and 35 states. Their services include Financial Planning, Portfolio Management for Businesses, and Portfolio Management for Individuals. They serve individuals, corporations and other businesses, and high-net-worth individuals, managing over $342,774,504 in assets. They have a wrap fee program and have been the subject of 7 regulatory events.
Brown, Lisle/cummings, Inc.

ONE TURKS HEAD PLACE

PROVIDENCE, RI 02903

$342.77M

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Lisle’s Registration & Firm History

RI

03/13/2024 - Present

Brown, Lisle/cummings, Inc. (PROVIDENCE RI)

MT

03/19/1999 - 06/14/2005

D.A. DAVIDSON & CO. (GREAT FALLS MT)

CA

06/21/1995 - 04/01/1999

WM FINANCIAL SERVICES, INC. (IRVINE CA)

KS

04/20/1992 - 12/08/1992

WADDELL & REED, INC. (OVERLAND PARK KS)

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Licenses & Designations

IA

Issued 11/14/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/01/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1995

Series 7 - General Securities Representative Examination

BC

Issued 04/16/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Sawyer Lisle.
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