Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Sanders is a Certified Financial Planner with over 25 years of experience in the financial services industry. He has been registered with the Securities and Exchange Commission (SEC) since 1996 and holds a Series 6, 7, 24, 26, and 63 licenses. Scott is currently an advisor with Osaic Wealth, Inc., which is a registered investment advisor (RIA) with over 43,000 clients. Scott's previous experience includes positions with Walnut Street Securities, Inc., Nathan & Lewis Securities, Inc., Investec Ernst & Company, and Royce Investment Group, Inc. He is also the president of Wealth Advisory, Ltd., a corporation that provides insurance sales services. Scott Sanders has worked for various firms in a variety of roles, building a strong foundation in financial planning, portfolio management, and wealth advisory. Scott Sanders has a long history of success in the financial services industry and is committed to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2024 - Present
Osaic Wealth, Inc. (Melville NY)
CA
08/01/2003 - 09/29/2005
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
12/17/2001 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
10/29/1999 - 01/15/2002
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
11/08/1996 - 10/29/1999
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 12/05/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/25/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 11/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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