Unclaimed
Scott Samuel Chaffee is a financial advisor with Raymond James Financial Services Advisors, Inc.. Scott has been in the industry since 2007, and has a wide range of experience and knowledge to provide clients with comprehensive financial guidance. Scott is registered with FINRA and is a Registered Investment Advisor in Texas and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WA
01/25/2019 - Present
Raymond James Financial Services Advisors, Inc. (FEDERAL WAY WA)
WA
05/26/2016 - 01/16/2019
BANCWEST INVESTMENT SERVICES, INC. (SEATTLE WA)
WA
11/11/2009 - 05/16/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (SEATTLE WA)
WA
08/29/2007 - 11/09/2009
RAYMOND JAMES FINANCIAL SERVICES, INC. (FEDERAL WAY WA)
BOTH
Issued 10/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/16/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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