Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Webb is a financial advisor with Stifel, Nicolaus & Company, Inc. Scott has been working in the financial industry since September 1, 2000. Prior to joining Stifel, Nicolaus & Company, Inc., Scott worked at UBS Financial Services Inc. and RBC Capital Markets Corporation. Scott is registered to provide investment advice in 45 states and is also a registered representative. Scott specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Scott also provides financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
10/16/2009 - Present
Stifel, Nicolaus & Company, Inc. (EAU CLAIRE WI)
WI
02/29/2008 - 10/16/2009
UBS FINANCIAL SERVICES INC. (EAU CLAIRE WI)
WI
09/01/2000 - 03/20/2008
RBC CAPITAL MARKETS CORPORATION (EAU CLAIRE WI)
BOTH
Issued 09/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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