Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Wachs is a financial professional with over two decades of experience in the industry. Scott's career has been dedicated to working with clients at firms like J.P. Morgan Institutional Investments Inc. and JPMorgan Distribution Services, Inc.. Scott is currently a registered representative at Morgan Stanley Distribution, Inc., and serves clients in the New York area. Scott holds FINRA Series 63, 24, and SIE licenses and is registered in over 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2014 - Present
Morgan Stanley Distribution, Inc. (New York NY)
NY
01/03/2011 - 05/08/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
01/01/2005 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (NEW YORK NY)
NY
06/15/2001 - 01/01/2005
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
NY
03/28/2001 - 06/15/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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