Unclaimed
Scott Greenspon is a financial advisor with Janney Montgomery Scott LLC. Scott has been a registered representative for over 20 years. Scott has extensive experience in the financial services industry, providing financial advice and investment management services to individuals, families, and institutions. Scott is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
09/19/2016 - Present
Janney Montgomery Scott LLC (GARDEN CITY NY)
NY
06/28/2010 - 03/30/2016
MORGAN STANLEY (MELVILLE NY)
NY
04/20/2006 - 05/06/2010
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
03/09/2005 - 09/22/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MA
10/20/2004 - 01/10/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
02/27/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
MA
05/21/2001 - 10/22/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/21/2001 - 10/22/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
02/07/2001 - 04/30/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/18/1999 - 10/31/2000
BLUESTONE CAPITAL PARTNERS, L.P. (NEW YORK NY)
NY
05/14/1998 - 04/16/1999
GAINES, BERLAND INC. (BETHPAGE NY)
BOTH
Issued 07/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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