Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Babbitt is a financial advisor with over 20 years of experience in the industry. Scott has a wide range of experience, working with individuals, corporations, and high-net-worth clients. Scott currently works with International Assets Investment Management, LLC. Scott is also a registered representative with Crown Capital Securities, L.P. and LPL Financial LLC. Scott has Series 6, 7, 63, and 65 licenses. Scott is dedicated to providing his clients with personalized financial advice to meet their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/24/2024 - Present
International Assets Investment Management, LLC (Laguna Niguel CA)
CA
01/16/2020 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
11/29/2017 - 11/27/2019
LPL FINANCIAL LLC (IRVINE CA)
CA
05/08/2000 - 11/29/2017
NATIONAL PLANNING CORPORATION (IRVINE CA)
IA
Issued 01/08/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/06/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/05/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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