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Scott Ryan Babbitt

International Assets Investment Management, LLC

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About Scott Ryan Babbitt

Scott Babbitt is an investment advisor representative with International Assets Advisory, LLC. Scott is registered with the state of California and has been in the securities industry since June 25, 2000. Scott is also a life insurance agent. Scott has previously worked for Crown Capital Securities, L.P. and LPL Financial LLC. Prior to that Scott has worked for National Planning Corporation and Trilogy Financial Services. Scott has a total of 5 years of experience in the investment advisory business.

Firm Information

Scott Babbitt is currently registered with International Assets Investment Management, LLC. International Assets Investment Management, LLC is an investment advisor registered with the SEC. Based in Orlando, Florida, the firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. The firm manages approximately $1.68 billion in assets for 7,168 clients. The majority of their client base is composed of individuals, both high-net-worth and those with less than $1 million in assets.

$1.69B

Assets Under Management

50

Total Clients

116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Scott Babbitt’s Registration & Firm History

CA

04/24/2024 - Present

International Assets Investment Management, LLC (Laguna Niguel CA)

CA

01/16/2020 - 05/01/2024

CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)

CA

11/29/2017 - 11/27/2019

LPL FINANCIAL LLC (IRVINE CA)

CA

05/08/2000 - 11/29/2017

NATIONAL PLANNING CORPORATION (IRVINE CA)

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Licenses & Designations

IA

Issued 1/8/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 3/6/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/2002

Series 7 - General Securities Representative Examination

BC

Issued 5/5/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 7 public disclosures for Scott Ryan Babbitt. Review regulatory record here.
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