Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Russell Herz is a financial advisor with Commonwealth Financial Network, registered in Kansas and several other states. Scott has been working in the financial industry since 2005. Scott's experience includes working with Transamerica Investors Securities Corporation and BirchTree Financial Services, Inc.. Scott holds licenses for Series 6, 7, 63 and 65. Scott has a focus on financial planning, portfolio management and pension consulting. Scott has worked with individuals, corporations, high net worth individuals, pension and profit-sharing plans, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/11/2016 - Present
Commonwealth Financial Network (OVERLAND PARK KS)
NY
11/11/2013 - 03/11/2016
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
KS
11/07/2005 - 05/25/2007
BIRCHTREE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MO
05/09/1996 - 12/05/2001
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BC
Issued 11/18/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/16/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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