Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Roy Preble is an Investment Advisor Representative with Foundations Investment Advisors LLC. Scott has been in the industry since 1996 and holds licenses to offer financial advice in Arizona. Scott has a Series 63, Series 65, Series 4, Series 7, and Series 24 licenses. Scott offers financial planning, portfolio management for individuals, and educational seminars as part of the advisory services offered by Foundations Investment Advisors LLC. Scott also provides insurance and annuity solutions, and reviews plans with clients in his independent insurance agent role at Asset Preservation Tax & Retirement Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
04/11/2023 - Present
Foundations Investment Advisors LLC (PHOENIX AZ)
CA
08/15/2014 - 03/10/2015
PENATES GROUP, INC. (PACIFIC PALISADES CA)
AZ
03/07/2013 - 02/10/2014
MML INVESTORS SERVICES, LLC (SCOTTSDALE AZ)
AZ
06/17/1996 - 05/16/2012
SCOTTRADE, INC. (SUN CITY AZ)
IA
Issued 05/03/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/10/2010
Series 4 - Registered Options Principal Examination
BC
Issued 02/07/1998
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
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