Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Rothman is a financial advisor who has been in the industry since September 1999. Scott is currently registered with Park Avenue Securities LLC, which is a broker-dealer. Scott is also a Registered Representative with FINRA. Scott has a broad range of experience in the financial services industry, having held previous positions at Rockland Securities, LLC, GB Capital Markets, Inc., JFD Securities, Inc., Macro Risk Advisors LLC, ITG Inc., Lek Securities Corporation, Schwab Capital Markets L.P., Sherwood Securities Corp. and Eisner Securities, Inc. Scott has a wide range of experience in the financial services industry. Scott offers financial planning and portfolio management services to individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NJ
03/15/2024 - Present
Park Avenue Securities LLC (ROSELAND NJ)
NJ
03/21/2019 - 10/27/2023
ROCKLAND SECURITIES, LLC (SUMMIT NJ)
NJ
02/01/2018 - 02/18/2019
GB CAPITAL MARKETS, INC. (MILLBURN NJ)
NJ
01/18/2006 - 03/28/2018
JFD SECURITIES, INC. (Short Hills NJ)
NY
03/02/2015 - 12/18/2017
MACRO RISK ADVISORS LLC (RYE NY)
NY
06/02/2014 - 02/06/2015
ITG INC. (NEW YORK NY)
NY
02/14/2005 - 01/19/2006
LEK SECURITIES CORPORATION (NEW CITY NY)
CT
02/10/1999 - 07/11/2002
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
NY
11/05/1997 - 01/19/1999
SHERWOOD SECURITIES CORP. (NEW YORK NY)
MO
08/20/1997 - 11/13/1997
EISNER SECURITIES, INC. (ST. LOUIS MO)
BC
Issued 01/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/12/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 3 - National Commodity Futures Examination
BC
Issued 12/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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