Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Roose is a financial professional with over 20 years of experience in the industry. Scott is currently registered with Natwest Markets Securities Inc. Previously, Scott was registered with Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation. Scott holds FINRA Series 7, 24, and 63 licenses and is registered in 49 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
05/01/2023 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
06/22/2021 - 03/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
12/18/2000 - 10/09/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NJ
05/19/2000 - 12/18/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CT
08/01/1996 - 05/31/2000
ABN AMRO INCORPORATED (STAMFORD CT)
BC
Issued 07/20/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 09/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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