Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Daniels has been in the financial services industry since 2001. Scott Daniels is currently registered with Level Four Financial, LLC in Clearwater, Florida. Scott Daniels is also a Registered Representative with FINRA. Prior to joining Level Four Financial, LLC Scott Daniels was registered with Equitable Distributors, LLC, Prudential Annuities Distributors, INC, Pruco Securities, LLC., Hartford Equity Sales Company Inc., MetLife Investors Distribution Company, Lincoln Financial Distributors, INC., OneAmerica Securities, INC., AXA Advisors, LLC and The Equitable Life Assurance Society Of The United States. Scott Daniels has a Series 6, Series 26 and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
08/01/2023 - Present
Level Four Financial, LLC (Clearwater FL)
NC
04/12/2021 - 05/22/2023
EQUITABLE DISTRIBUTORS, LLC (CHARLOTTE NC)
GA
03/25/2020 - 04/02/2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (Alpharetta GA)
NJ
01/03/2013 - 03/31/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
CT
05/11/2011 - 01/02/2013
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
NY
06/16/2009 - 04/27/2011
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
PA
06/27/2007 - 02/06/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IN
10/17/2006 - 03/28/2007
ONEAMERICA SECURITIES, INC. (INDIANAPOLIS IN)
NY
04/07/1994 - 07/21/2000
AXA ADVISORS, LLC (NEW YORK NY)
NY
04/07/1994 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 10/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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