Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Mercier is a financial advisor with over 20 years of experience in the industry. Scott is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Scott has a broad range of experience, including providing financial advice to individuals, businesses, and institutions. Scott is also a registered principal, which means that Scott can supervise other financial advisors. Scott has a strong commitment to providing clients with personalized financial advice and guidance. Scott is also an active member of the community, volunteering his time to several organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/06/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ASPEN CO)
CO
06/16/2000 - 02/21/2012
AXA ADVISORS, LLC (GRAND JUNCTION CO)
BOTH
Issued 06/30/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/27/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/15/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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