Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Tansley is an active registered representative with Wells Fargo Clearing Services, LLC. Scott has been working in the financial industry since 2004. Scott is licensed in Connecticut and Texas. Scott has a variety of licenses and certifications, including Series 6, 7, 63, and 65. Scott is also a Certified Financial Planner. Scott works primarily with individuals and businesses, providing financial planning, investment consulting and portfolio management services. Prior to working with Wells Fargo, Scott worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated and PFS Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/21/2018 - Present
Wells Fargo Clearing Services, LLC (NEW HAVEN CT)
CT
11/05/2004 - 10/14/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SOUTHBURY CT)
GA
05/17/2004 - 11/08/2004
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 02/05/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2006
Series 7 - General Securities Representative Examination
BC
Issued 05/15/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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