Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Swanson has been in the securities industry since 1988. Scott is currently registered with J.v.b. Financial Group, LLC and is located in Boca Raton, Florida. He has passed Series 7, Series 63, and Series 79TO exams. Scott is registered in Florida, Missouri, New York, Ohio, and Oklahoma. Scott was previously registered with JVB FINANCIAL GROUP, LLC, MULTI-BANK SECURITIES, INC., LASALLE FINANCIAL SERVICES, INC., ABN AMRO INCORPORATED, ADAMS, VINER, & MOSLER, LTD., LORD WILLIAMS & BUTTARI INCORPORATED, U.S. ADVISORS, INC. and GRAYSTONE NASH, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/31/2014 - Present
J.v.b. Financial Group, LLC (BOCA RATON FL)
FL
07/31/2009 - 01/31/2014
JVB FINANCIAL GROUP, LLC (BOCA RATON FL)
FL
04/14/2008 - 07/30/2009
MULTI-BANK SECURITIES, INC. (FT. LAUDERDALE FL)
IL
06/01/2001 - 03/13/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
05/16/1998 - 06/06/2001
ABN AMRO INCORPORATED (STAMFORD CT)
FL
09/26/1989 - 11/25/1997
ADAMS, VINER, & MOSLER, LTD. (BOCA RATON FL)
NA
03/03/1989 - 12/05/1989
LORD WILLIAMS & BUTTARI INCORPORATED
NA
01/19/1989 - 04/05/1989
U.S. ADVISORS, INC.
NA
12/21/1987 - 01/24/1989
GRAYSTONE NASH, INC.
BC
Issued 04/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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