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Scott Robert Seiffert

American Portfolios Financial Services, Inc.

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About Scott Robert Seiffert

Scott Robert Seiffert has been in the industry since August 22, 2012. Scott is currently registered with American Portfolios Financial Services, Inc., Osaic Institutions, Inc., Ladenburg Thalmann & Co. Inc., Osaic Wealth, Inc., and Osaic Services, Inc. Scott holds the Series 27, Series 99TO, and SIE licenses.

Firm Information

Scott Seiffert is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott Seiffert’s Registration & Firm History

NY

03/21/2023 - Present

American Portfolios Financial Services, Inc. (HOLBROOK NY)

GA

03/16/2021 - 08/23/2024

TRIAD ADVISORS LLC (ATLANTA GA)

NE

03/16/2021 - 06/14/2024

SECURITIES AMERICA, INC. (LAVISTA NE)

MN

01/21/2021 - 01/19/2024

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

GA

01/21/2021 - 11/03/2023

FSC SECURITIES CORPORATION (ATLANTA GA)

NE

07/18/2016 - 01/11/2021

TD AMERITRADE CLEARING, INC. (OMAHA NE)

NE

07/18/2016 - 01/11/2021

TD AMERITRADE, INC. (OMAHA NE)

MO

01/27/2014 - 07/11/2016

FIRST CLEARING, LLC (ST. LOUIS MO)

MO

01/27/2014 - 07/11/2016

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (ST. LOUIS MO)

MO

08/08/2012 - 07/11/2016

WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 08/07/2012

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Robert Seiffert.
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