Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Michalek is a financial advisor registered with LPL Financial LLC in Encino, California. Scott has been in the financial services industry since 1996. Scott is registered to provide investment advice in California and Texas. Scott is also a registered representative of LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
06/30/2010 - Present
LPL Financial LLC (ENCINO CA)
CA
05/29/2007 - 03/11/2010
CITIGROUP GLOBAL MARKETS INC. (NORTH HOLLYWOOD CA)
CA
03/16/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NORTH HOLLYWOOD CA)
CA
05/01/1998 - 03/02/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CA
05/06/1996 - 05/01/1998
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
04/17/1996 - 05/03/1996
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 04/16/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/14/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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