Unclaimed
Scott Mcgimpsey is a financial professional with over 23 years of experience in the industry. Scott has a wide range of experience, working at firms like J.P. Turner & Company, LLC and Summit Brokerage Services, Inc. Scott currently works as a Registered Representative and Investment Advisor Representative at Cetera Investment Advisers LLC, a firm that provides a variety of financial services, including financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/29/2023 - Present
Cetera Investment Advisers LLC (TINTON FALLS NJ)
NJ
10/20/2015 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (RED BANK NJ)
NJ
04/28/2003 - 10/30/2015
J.P. TURNER & COMPANY, L.L.C. (RED BANK NJ)
NJ
07/24/2002 - 05/22/2003
GRAYSON FINANCIAL LLC (RED BANK NJ)
NY
02/19/1999 - 08/16/1999
HD BROUS & CO., INC. (GREAT NECK NY)
NY
03/19/1997 - 08/27/1998
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
CA
01/04/1997 - 03/31/1997
THE BOSTON GROUP (LOS ANGELES CA)
NJ
03/29/1996 - 09/30/1996
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
IA
Issued 5/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/9/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/19/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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