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Scott Robert MacQuarrie

UBS Securities LLC

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About Scott Robert MacQuarrie

Scott Robert MacQuarrie is a financial professional with over 30 years of experience in the financial services industry. Scott is currently registered with UBS Securities LLC and is located in Stamford, Connecticut. Scott has been with UBS Securities LLC since 2008 and prior to that held positions with Garban LLC and Intercapital Government Securities Inc. Scott holds the Series 7 and Securities Industry Essentials (SIE) licenses.

Firm Information

Scott MacQuarrie is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Scott MacQuarrie’s Registration & Firm History

CT

07/18/2008 - Present

UBS Securities LLC (STAMFORD CT)

NY

06/19/2001 - 01/31/2005

UBS SECURITIES LLC (NEW YORK NY)

NY

07/29/1999 - 08/28/1999

GARBAN LLC (NEW YORK NY)

NY

07/25/1987 - 08/28/1999

INTERCAPITAL GOVERNMENT SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Scott Robert MacQuarrie.
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