Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Kirkwood is a financial professional with over 15 years of experience in the industry. Scott is currently registered with Piper Sandler & Co. Scott has worked at several reputable firms, including Cowen and Company and Raymond James & Associates, Inc., and has a broad knowledge of the financial markets. Scott holds several licenses and designations, including Series 63, Series 7TO, SIE, Series 87, Series 86, and Series 17. Scott is dedicated to providing comprehensive financial services to meet the unique needs of each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/22/2023 - Present
Piper Sandler & Co. (HOUSTON TX)
NY
02/05/2015 - 02/25/2016
COWEN AND COMPANY (NEW YORK NY)
NA
10/17/2008 - 08/09/2011
RAYMOND JAMES & ASSOCIATES, INC. (LONDON )
BC
Issued 07/07/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/25/2016
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/02/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/05/2015
Series 17 - Limited Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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