Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Henry is a financial professional with over 27 years of experience in the securities industry. Scott currently works at A.g.p. / Alliance Global Partners in New York, NY. Previously, Scott held positions at firms including ROTH CAPITAL PARTNERS, LLC, Oppenheimer & Co. Inc., Thomas Weisel Partners LLC, ABN AMRO INCORPORATED, Leerink, Swann, Garrity, Sollami, Yaffee & Wynn, Inc., and Stockcross, Inc. Scott holds FINRA Series 7, 24, 63, 87, and SIE licenses. Scott specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
NY
12/15/2023 - Present
A.g.p. / Alliance Global Partners (New York NY)
MA
03/04/2008 - 12/19/2023
ROTH CAPITAL PARTNERS, LLC (HINGHAM MA)
NY
03/31/2004 - 01/15/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
CA
07/18/2002 - 09/25/2003
THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)
CT
07/12/1999 - 07/05/2002
ABN AMRO INCORPORATED (STAMFORD CT)
MA
06/22/1998 - 06/28/1999
LEERINK, SWANN, GARRITY, SOLLAMI, YAFFE & WYNN, INC. (BOSTON MA)
CA
01/05/1994 - 08/23/1996
STOCKCROSS, INC. (BEVERLY HILLS CA)
BC
Issued 01/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2010
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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