Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Hamaguchi is a financial advisor with Raymond James Financial Services Advisors, Inc. Scott has been in the industry for over 20 years. Scott is registered with the state of California as both a Broker-Dealer and Investment Advisor Representative and has a total of 12 years of experience. Scott is also registered in several other states. Scott's previous experience includes working at Essex National Securities, Inc., Chase Investment Services Corp., MetLife Investors Distribution Company, and Woodbury Financial Services, Inc. Scott is a Series 7, Series 6, Series 24, Series 63 and SIE licensed representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (MOUNTAIN VIEW CA)
CA
02/07/2011 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (CUPERTINO CA)
CA
10/07/2010 - 02/09/2011
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
NY
12/11/2004 - 09/10/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
03/06/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MN
12/10/2002 - 02/13/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 11/2/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/8/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/9/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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