Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Hamaguchi is a financial advisor at Raymond James Financial Services Advisors, Inc.. Scott has been in the industry since 2003. Scott is licensed to provide investment advice in California and holds the Series 6, 7, 24, 63 and 66 licenses. Scott has experience in providing financial planning, portfolio management for businesses and individuals, and pension consulting. In addition to their work at Raymond James, Scott also works as a Sales Manager at First Tech Federal Credit Union. Scott can provide hourly and fixed rate consultations, as well as commission based services. Scott has experience working with high net worth individuals, corporations or other businesses, pension and profit sharing plans, insurance companies, charitable organizations, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/19/2012 - Present
Raymond James Financial Services Advisors, Inc. (MOUNTAIN VIEW CA)
CA
02/07/2011 - 01/25/2012
ESSEX NATIONAL SECURITIES, INC. (CUPERTINO CA)
CA
10/07/2010 - 02/09/2011
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
NY
12/11/2004 - 09/10/2010
METLIFE INVESTORS DISTRIBUTION COMPANY (NEW YORK CITY NY)
CA
03/06/2003 - 12/11/2004
METLIFE INVESTORS DISTRIBUTION COMPANY (NEWPORT BEACH CA)
MN
12/10/2002 - 02/13/2003
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
BOTH
Issued 11/02/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/14/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/13/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Scott Hamaguchi is the right advisor for you? Invested Better is here to help.
