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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Robert Giordano is an active investment advisor representative with Morgan Stanley, a firm with over $1 trillion in assets under management. Scott's primary location is in Alpharetta, GA and is licensed to provide investment advice in both Georgia and Texas. Scott has worked in the financial services industry since 1989. Scott has previously held positions at E*TRADE SECURITIES LLC, LPL FINANCIAL LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., UVEST FINANCIAL SERVICES GROUP, INC., ICBA FINANCIAL SERVICES CORPORATION, SMITH BARNEY SHEARSON INC., PAINEWEBBER INCORPORATED and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
09/05/2023 - Present
Morgan Stanley (Alpharetta GA)
GA
09/24/2012 - 09/05/2023
E*TRADE SECURITIES LLC (Alpharetta GA)
GA
02/25/2011 - 04/27/2012
LPL FINANCIAL LLC (KENNESAW GA)
GA
10/23/2009 - 03/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ATLANTA GA)
GA
06/17/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
03/10/2005 - 06/13/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (ATLANTA GA)
NC
05/02/2001 - 01/21/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
TN
02/02/1994 - 03/15/2001
ICBA FINANCIAL SERVICES CORPORATION (MEMPHIS TN)
NY
05/21/1993 - 02/11/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NJ
01/14/1991 - 06/01/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/23/1988 - 01/25/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/23/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/1990
Series 3 - National Commodity Futures Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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