Unclaimed
Scott Dorman is a financial advisor with Fidelity Brokerage Services LLC. He has been in the industry since 1998 and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Scott's office is located in Merrimack, New Hampshire. He is a Series 6, 7, 63, and 66 licensed professional. Scott has been with Fidelity Brokerage Services LLC since 2006. Previously, he was with Financial Network Investment Corporation and Putnam Retail Management Limited Partnership.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NH
04/28/2006 - Present
Fidelity Brokerage Services LLC (MERRIMACK NH)
CA
04/19/2005 - 01/06/2006
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
MA
05/28/1997 - 12/06/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 01/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/23/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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