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Scott Robert Cohen

Northwestern Mutual Investment Services, LLC

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About Scott Robert Cohen

Scott Cohen is a financial advisor with Northwestern Mutual Investment Services, LLC. Scott has been in the financial industry since 2009. Scott is registered with FINRA and the state of California. Scott also has a Series 7 and Series 66 license. Scott's current office is located in Los Angeles, CA. Scott has previously worked for J.P. Morgan Securities LLC, Chase Investment Services Corp., Sagepoint Financial, Inc., and Ameriprise Financial Services, Inc. Scott is also a vice president on the Board of Trustees for Camp Ronald McDonald for Good Times. Scott is also a 100% owner of two investment properties.

Firm Information

Scott Cohen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Cohen’s Registration & Firm History

CA

09/11/2013 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

CA

10/01/2012 - 07/23/2013

J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)

CA

10/26/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SANTA MONICA CA)

CA

01/08/2009 - 10/05/2011

SAGEPOINT FINANCIAL, INC. (SANTA MONICA CA)

CA

09/19/2008 - 11/19/2008

AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 01/15/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Robert Cohen.
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