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Scott Robert Cohen

Northwestern Mutual Investment Services, LLC

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About Scott Robert Cohen

Scott Robert Cohen is a financial advisor with Northwestern Mutual Investment Services, LLC, based in LOS ANGELES, CA. Scott has over 13 years of experience in the financial services industry. Scott has a Series 7 and Series 66 licenses and is registered in 35 states. Previously, Scott worked at J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., SAGEPOINT FINANCIAL, INC., and AMERIPRISE FINANCIAL SERVICES, INC. Scott specializes in providing investment advice and financial planning services to individuals and families. Scott also owns rental properties in the LOS ANGELES area.

Firm Information

Scott Cohen is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

11111 SANTA MONICA BLVD

LOS ANGELES, CA 90025

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Scott Cohen’s Registration & Firm History

CA

09/11/2013 - Present

Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)

CA

10/01/2012 - 07/23/2013

J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)

CA

10/26/2011 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (SANTA MONICA CA)

CA

01/08/2009 - 10/05/2011

SAGEPOINT FINANCIAL, INC. (SANTA MONICA CA)

CA

09/19/2008 - 11/19/2008

AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)

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Licenses & Designations

BOTH

Issued 1/15/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 9/18/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Scott Robert Cohen.
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